LH
Laura M. High
RBC CAPITAL MARKETS
Fort Worth, TX 76107-5769
Some features on this profile are disabled
CRD#: 3026899
LH
Professional summary
Laura Manning High, CFP®, who also goes by Laura Elizabeth High, Laura High, Laura Elizabeth Manning, Laura Manning High, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Fort Worth, Texas.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Laura has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Elizabeth High | Laura High | Laura Elizabeth Manning | Laura Manning High
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MANNING'S 4M FARM, LTD; ADDRESS: 6600 AUGUSTA ROAD, FORT WORTH, TX; BUSINESS DESCRIPTION: PHYSICAL PROPERTY MANAGEMENT; NOT INVESTMENT RELATED; START DATE: 12/03/12; CAPACITY: OFFICER AND PARTNER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS OBA PER MONTH: 4; HOURS DEVOTED DURING TRADING PER MONTH: NONE;
(2) WOMEN'S HEALTH COUNCIL AT BAYLOR ALL SAINTS MEDICAL CENTER; ADDRESS: 1400 8TH AVE FORT WORTH TX 76104; BUSINESS DESCRIPTION: HEALTH PROGRAMS FOR WOMEN; START DATE: 09/24/2013; CAPACITY: OFFICER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS OBA PER MONTH: 2; HOURS DEVOTED DURING TRADING PER MONTH: NONE;
(3) SANTA FE HOLDINGS; ADDRESS: 311 S. HARWOOD ST. DALLAS, TX 75201; BUSINESS DESCRIPTION: LOFT HOTEL; NOT INVESTMENT RELATED; START DATE: 08/13/2015; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
(4) ZARVONA ENERGY LLC; ADDRESS: 1010 LAVAR STREET, #500, HOUSTON, TX 77002; BUSINESS DESCRIPTION: OIL AND GAS PRODUCTION; NOT INVESTMENT RELATED; START DATE: 10/06/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
(5) JETTA OPERATING COMPANY; ADDRESS: 777 TAYLOR STREET, P1, FT. WORTH, TX 76102; BUSINESS DESCRIPTION: OIL ROYALTIES; NOT INVESTMENT RELATED; START DATE: 02/19/2016; CAPACITY: TRUSTEE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
(6) THE FT. WORTH CLUB; ADDRESS: 306 WEST SEVENTH ST., FT. WORTH, TX 76102; BUSINESS DESCRIPTION: PRIVATE CITY CLUB; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
(7) RIVER CREST COUNTRY CLUB;
ADDRESS: 1501 WESTERN AVENUE FORT WORTH, TX 76107;
NOT INVESTMENT RELATED;
BUSINESS DESCRIPTION: PRIVATE COUNTRY CLUB;
CAPACITY: BOARD OF DIRECTORS;
START DATE: 03/26/2019;
DUTIES: OVERSIGHT OF CLUB ACTIVITIES, MANAGEMENT, MEMBERSHIP AND FINANCES;
HOURS DEVOTED PER MONTH: LESS THAN 01;
HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
(8)NATIONAL CHARITY LEAGUE, TRAILBLAZERS CHAPTER;
ADDRESS: NO PHYSICAL ADDRESS;
NOT INVESTMENT RELATED;
BUSINESS DESCRIPTION: LOCAL CHAPTER OF THE NCL, MOTHER DAUGHTER CHARITY LEAGUE;
CAPACITY: BOARD OF DIRECTORS;
START DATE: 05/01/2019;
DUTIES: AS VP OF PATRONESS ACTIVITIES, I WILL ORGANIZE AND PLAN ACTIVITIES FOR THE MOTHERS IN OUR CHAPTER;
HOURS DEVOTED PER MONTH: LESS THAN 01;
HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
(8)Name: The Venue at Whistlejacket Farm
Address: 4025 S Burleson Blvd. Alvarado, TX 76009
Business Description: Venue/event business at our family farm
Business is not investment related
Projected Start Date: 06/01/20
Capacity: Owner - Passive
Duties Performed: Provide access to the property and oversee general business operations
Devoted to this OBA per Month: 5 Hours
Hours Devoted to this OBA during business hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Laura Manning High's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Manning High's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 11, 2009 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769RIA
BD
CRD#: 31194
Fort Worth, TX
Current
February 11, 2009 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769RIA
BD
CRD#: 31194
Fort Worth, TX
Past
February 22, 2002 - March 5, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FT. WORTH, TX
Past
February 22, 2002 - March 5, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FT. WORTH, TX
Past
April 7, 1998 - February 15, 2002
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/7/2019)
RR
Arkansas(3/17/2023)
RR
California(11/27/2013)
RR
Colorado(11/27/2013)
RR
Delaware(3/13/2020)
RR
District of Columbia(1/24/2024)
RR
Florida(11/27/2013)
RR
Georgia(7/9/2013)
RR
Illinois(11/27/2013)
RR
Kansas(11/27/2013)
RR
Louisiana(6/6/2022)
RR
Maryland(5/17/2013)
RR
Massachusetts(7/30/2020)
RR
Missouri(1/31/2022)
RR
Montana(8/9/2024)
RR
New Jersey(11/27/2013)
RR
New Mexico(11/27/2013)
RR
New York(11/27/2013)
RR
North Carolina(5/20/2013)
RR
Ohio(9/20/2024)
RR
Oklahoma(11/27/2013)
RR
Oregon(6/24/2022)
RR
Pennsylvania(11/30/2015)
RR
South Carolina(12/10/2015)
RR
Tennessee(11/27/2013)
RR
Texas(2/11/2009)
IAR
Texas(2/11/2009)
RR
Vermont(8/9/2024)
RR
Washington(11/27/2013)
RR
Wyoming(1/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
