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PH

Paul Hajjar

MATRIX EXECUTIONS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 3026813
PH

Professional summary

Paul Hajjar is a registered financial professional currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Hajjar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2019 - Present

MATRIX EXECUTIONS, LLC

Office #1: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60606Office #2: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
BD
CRD#: 38455
Chicago, IL
Past

March 1, 2017 - February 5, 2019

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
Chicago, IL
Past

December 1, 2014 - March 1, 2017

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
Chicago, IL
Past

May 17, 2011 - December 1, 2014

LIQUIDPOINT, LLC

BD
CRD#: 47658
CHICAGO, IL
Past

November 2, 2006 - April 1, 2011

ROBERT C. SHEEHAN & ASSOCIATES, LLC

BD
CRD#: 34305
NY, NY
Past

November 2, 2006 - April 1, 2011

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
CHICAGO, IL
Past

September 9, 2005 - April 20, 2006

WAMU INVESTMENTS, INC.

BD
CRD#: 599
CHICAGO, IL
Past

August 17, 2004 - May 10, 2005

ADVEST, INC.

RIA
CRD#: 10
HARTFORD, CT
Past

August 17, 2004 - May 10, 2005

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

March 10, 2004 - June 24, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

RIA
CRD#: 40596
HARTFORD, CT
Past

February 18, 2004 - June 24, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

BD
CRD#: 40596
HARTFORD, CT
Past

April 1, 1998 - June 30, 2003

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/6/2019)
RR
New York
(2/6/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/9/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/6/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/31/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/2022
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

ME
MATRIX EXECUTIONS, LLC
ITG DERIVATIVES LLC. | YOURTRADE.COM SECURITIES, INC. | REDSKY SECURITIES, LLC | REDSKY SECURITIES, INC. | REDSKY FINANCIAL, LLC | MATRIX EXECUTIONS, LLC | LAKE KATHERINE SECURITIES, LTD.

CRD#: 38455 / SEC#: , 8-48255

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Phone number
(312) 334-8040
Established
Illinois since 02/14/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
WILLIAMS, JETAUN JENICECHIEF COMPLIANCE OFFICER & AMLCO3257770

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATRIX EXECUTIONS, LLC

CRD#: 38455Chicago, IL 60606

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