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TB

Travis M. Burke

THE LEADERS GROUP
New York, NY 10036
Some features on this profile are disabled
CRD#: 3026715
TB

Professional summary

Travis M Burke, CFP®, who also goes by Travis M Burke, Travis Michael Burke, is a registered financial professional currently at THE LEADERS GROUP, INC. located in New York, New York.

Travis is registered as a RR (Registered Representative) and started their career in finance in 1998. Travis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Travis M Burke | Travis Michael Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Travis M Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

October 2, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 550 5th Avenue 11th Floor, New York, NY, 10036
BD
CRD#: 37157
New York, NY
Past

January 15, 2019 - September 16, 2025

AXCELUS FINANCIAL DISTRIBUTION COMPANY

BD
CRD#: 38383
PHILADELPHIA, PA
Past

April 6, 2017 - January 3, 2019

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

June 14, 2013 - March 31, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST PETERSBURG, FL
Past

June 3, 2008 - October 22, 2012

SLD AMERICA EQUITIES, INC.

BD
CRD#: 36259
GLEN ALLEN, VA
Past

February 8, 2007 - April 16, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ATLANTA, GA
Past

January 30, 2007 - April 16, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 11, 2005 - April 25, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

April 16, 2001 - June 21, 2005

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WASHINGTON, DC
Past

July 27, 1999 - June 21, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

April 27, 1998 - July 23, 1999

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/2/2025)
RR
California
(10/2/2025)
RR
Delaware
(10/2/2025)
RR
Florida
(10/2/2025)
RR
Georgia
(10/2/2025)
RR
South Dakota
(10/2/2025)
RR
Wyoming
(10/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/24/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157New York, NY 10036

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