Geoffrey L. Ihm
Professional summary
Geoffrey Lawrence Ihm, who also goes by Geoff Ihm, is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Geoffrey has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Lawrence Ihm's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2023 - Present
PREFERRED CAPITAL SECURITIES, LLC
Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327December 13, 2022 - June 7, 2023
PACIFIC OAK CAPITAL MARKETS, LLC
June 16, 2021 - December 9, 2022
GLADSTONE SECURITIES, LLC
March 17, 2020 - June 3, 2021
LPL FINANCIAL LLC
August 9, 2004 - March 23, 2012
DIVIDEND CAPITAL INVESTMENTS LLC
February 11, 2004 - February 12, 2018
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
March 10, 2003 - September 30, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
February 27, 2001 - September 30, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 3, 1998 - March 7, 2001
PRUDENTIAL EQUITY GROUP, LLC
March 11, 1998 - July 1, 1998
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2023)
(6/7/2023)
(7/15/2025)
(6/8/2023)
(6/26/2023)
(6/9/2023)
(4/11/2025)
(4/14/2025)
(4/11/2025)
(6/12/2025)
(4/11/2025)
(4/25/2025)
(4/10/2025)
(4/14/2025)
(6/8/2023)
(7/16/2025)
(6/13/2023)
(4/11/2025)
(4/14/2025)
Exams
FINRA
Current Firm
PREFERRED CAPITAL SECURITIES, LLC
CRD#: 169719 / SEC#: , 8-69382
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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