Lawrence G. Larkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Graham Larkin, who also goes by Lawrence G Larkin, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 5, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2016 - June 17, 2021
ECOBAN SECURITIES CORPORATION
June 20, 2013 - October 31, 2014
EDI FINANCIAL, INC.
October 12, 2012 - June 4, 2013
ALLIED BEACON PARTNERS, INC.
May 9, 2005 - December 6, 2011
MACRO FINANCIAL, LLC
December 8, 1998 - December 17, 2003
ALPS DISTRIBUTORS, INC.
December 14, 1993 - March 10, 1998
ING BARING (U.S.) SECURITIES, INC.
July 1, 1991 - October 20, 1993
SSC DISTRIBUTION SERVICES, INC.
May 15, 1989 - September 17, 1990
CREDIT SUISSE SECURITIES (USA) LLC
October 29, 1970 - May 18, 1989
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/16/2023
General Securities Representative ExaminationSeries 5
Date: 4/20/1982
Interest Rate Options ExaminationPC
Date: 7/27/1977
AMEX Put and Call ExamSeries 1
Date: 10/26/1970
Registered Representative ExaminationSeries 40
Date: 6/19/1972
Registered Principal ExaminationCurrent Firm
ECOBAN SECURITIES CORPORATION
CRD#: 29112 / SEC#: , 8-39753
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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