Sherry E. Pitts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherry Elizabeth Pitts, who also goes by Sherry O'connell, Shelly Pitts, was a registered financial professional .
Sherry is a previously registered financial professional and started their career in finance in 1998. Sherry had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2017 - October 2, 2019
JCC CAPITAL MARKETS, LLC
December 9, 2014 - July 11, 2017
EMERSON EQUITY LLC
April 3, 2012 - October 20, 2014
D.H. HILL SECURITIES, LLLP
August 1, 2011 - March 8, 2012
NEXT FINANCIAL GROUP, INC.
November 18, 2010 - July 28, 2011
NEXT FINANCIAL GROUP, INC.
August 31, 2006 - October 22, 2010
GRUBB & ELLIS SECURITIES, INC.
January 5, 2005 - February 16, 2006
WELLS INVESTMENT SECURITIES,INC.
November 18, 2002 - November 30, 2004
PEACHCAP SECURITIES, INC.
March 23, 1998 - June 22, 2001
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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