Jeffrey W. Raupp

ATEGENOS CAPITAL

BERWYN, PA 19312

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CRD#: 3026030

Professional summary

Jeffrey William Raupp is a registered financial advisor currently at ATEGENOS CAPITAL, LLC located in Berwyn, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Raupp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2023 - Present

ATEGENOS CAPITAL, LLC

Office #1: 1000 Chesterbrook Boulevard Suite 102, Berwyn, PA 19312

RIA

CRD#: 326708

BERWYN, PA

Past

October 19, 2020 - July 29, 2021

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 107975

BERWYN, PA

Past

June 14, 2006 - October 16, 2020

BRINKER CAPITAL INC

RIA

CRD#: 111743

BERWYN, PA

Past

March 18, 1998 - July 29, 2021

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATEGENOS CAPITAL, LLC

CRD#: 326708 / SEC#: 801-128024

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1998

General Securities Representative Examination

Current Firm

ATEGENOS CAPITAL, LLC

CRD#: 326708 / SEC#: 801-128024

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

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Contact information

Main Address

1000 Chesterbrook Boulevard Suite 102, Berwyn, PA 19312

Mailing Address

Phone number

+1 (800) 461-3205

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATEGENOS BROCHURE, SEPTEMBER 2025 (9/3/2025)

ATEGENOS BROCHURE - WRAP PROGRAM, SEPTEMBER 2025 (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,758
AUM (Assets Under Management)	$ 466,434,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey W. Raupp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Raupp's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORION PORTFOLIO SOLUTIONS, LLC

BRINKER CAPITAL INC

BRINKER CAPITAL SECURITIES, LLC

Primary Firm SEC Registration

ATEGENOS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/1998

Series 7TO

Date: 3/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1998

Current Firm

ATEGENOS CAPITAL, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATEGENOS CAPITAL, LLC

TRUST BUT VERIFY

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