JN
Jennifer J. Nelson
KESTRA ADVISORY SERVICES
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 3025852
JN
Professional summary
Jennifer J Nelson, who also goes by Jennifer Henriques, Jennifer Jean Nelson, Jennifer Nelson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Littleton, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Littleton, Colorado.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jennifer has worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Henriques | Jennifer Jean Nelson | Jennifer Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Pursuit Wealth Planning Investment Related: Yes Address: 26 W Dry Creek Cir, Suite 250 Littleton CO 80120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Financial Advisor, Principal Start Date: 12/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: act as Operations Manager for our office. Also perform Human Resources duties to include but not limited to payroll. Act as financial advisor to our clientsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 1/31/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: fiduciary advisorBusiness Name: Pursuit LLC Investment Related: Yes Address: 26 West Dry Creek Circle, Suite 250 Littleton CO 80120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: financial advisor Start Date: 11/23/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: operations manager, fiduciary advisory
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer J Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1950 W Littleton Blvd Unit 115, Littleton, CO 80120RIA
CRD#: 283330
Littleton, CO
Current
January 29, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1950 W Littleton Blvd Unit 115, Littleton, CO 80120BD
CRD#: 42046
Littleton, CO
Past
December 14, 2016 - January 31, 2020
OSAIC SERVICES, INC.
RIA
CRD#: 133763
LITTLETON, CO
Past
December 3, 2013 - January 31, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
LITTLETON, CO
Past
January 2, 2013 - July 11, 2013
BB&T SECURITIES, LLC
RIA
CRD#: 142785
LYNCHBURG, VA
Past
January 2, 2013 - July 11, 2013
BB&T SECURITIES, LLC
BD
CRD#: 142785
LYNCHBURG, VA
Past
December 13, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
LYNCHBURG, VA
Past
December 1, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
LYNCHBURG, VA
Past
October 12, 2009 - October 13, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
SAN ANTONIO, TX
Past
September 3, 2009 - October 13, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
SAN ANTONIO, TX
Past
October 3, 2002 - June 4, 2004
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
April 3, 2001 - September 26, 2002
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
August 3, 1998 - April 3, 2001
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2020)
RR
California(1/29/2020)
RR
Colorado(1/29/2020)
IAR
Colorado(1/29/2020)
RR
Florida(1/29/2020)
RR
Hawaii(10/13/2025)
RR
Idaho(1/29/2020)
RR
Illinois(1/29/2020)
RR
Indiana(1/29/2020)
RR
Iowa(1/29/2020)
RR
Kansas(6/10/2022)
RR
Michigan(1/29/2020)
RR
Mississippi(1/29/2020)
RR
Missouri(1/29/2020)
RR
Montana(1/29/2020)
RR
Nebraska(1/29/2020)
RR
Nevada(10/31/2025)
RR
New Mexico(1/29/2020)
RR
North Dakota(10/19/2023)
RR
Oregon(1/29/2020)
RR
South Carolina(1/29/2020)
RR
South Dakota(1/29/2020)
RR
Texas(1/29/2020)
RR
Utah(1/29/2020)
RR
Virginia(1/29/2020)
RR
Washington(1/29/2020)
RR
Wyoming(1/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
