Susan A. Viator
Professional summary
Susan Ann Viator, who also goes by Susan Ann Brodbine, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1998. Susan has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Ann Viator's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 20, 2010 - April 29, 2014
P.J. ROBB VARIABLE, LLC
September 27, 2001 - September 21, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
February 29, 2000 - July 26, 2001
WS GRIFFITH SECURITIES, INC.
May 27, 1999 - February 25, 2000
AMERITAS INVESTMENT COMPANY, LLC
April 6, 1998 - May 27, 1999
FIRST VARIABLE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/19/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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