Robert H. Hodge

HODGE FINANCIAL SERVICES

Hinsdale, NH 03451

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CRD#: 3025369

Professional summary

Robert Hubbard Hodge is a registered financial advisor currently at HODGE FINANCIAL SERVICES, LLC located in Hinsdale, New Hampshire.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Hubbard Hodge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 1997 - Present

HODGE FINANCIAL SERVICES, LLC

Office #1: 573 Chesterfield Road, Hinsdale, NH 03451

RIA

CRD#: 127213

Hinsdale, NH

Past

July 30, 1998 - October 17, 2006

WADSWORTH INVESTMENT CO., INC.

CRD#: 5844

NORTH HAVEN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HODGE FINANCIAL SERVICES, LLC

CRD#: 127213 / SEC#: 801-70530

RIA

Registered Investment Advisory firm - (9/10/2009 Approved)

Connecticut

Registered Investment Advisory firm - (9/24/2009 Terminated)

New Hampshire

Registered Investment Advisory firm - (9/29/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/11/1997)

IAR

New Hampshire
(2/12/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/30/1998

General Securities Representative Examination

Current Firm

HODGE FINANCIAL SERVICES, LLC

CRD#: 127213 / SEC#: 801-70530

RIA

Registered Investment Advisory firm - (9/10/2009 Approved)

Connecticut

Registered Investment Advisory firm - (9/24/2009 Terminated)

New Hampshire

Registered Investment Advisory firm - (9/29/2009 Terminated)

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Contact information

Main Address

573 Chesterfield Road, Hinsdale, NH 03451

Mailing Address

Phone number

(800) 552-2001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART II (3/18/2025)

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 41,142,170

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert H. Hodge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Hubbard Hodge's CRS (Customer Relationship Summary).

Certified licenses

Experience

HODGE FINANCIAL SERVICES, LLC

WADSWORTH INVESTMENT CO., INC.

Primary Firm SEC Registration

HODGE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/1998

Series 7

Date: 7/30/1998

Current Firm

HODGE FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HODGE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

Contact information

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