Ellen H. Lindh

FORVIS MAZARS WEALTH ADVISORS

Tysons, VA 22102

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CRD#: 3024987

Professional summary

Ellen Hawke Lindh is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Tysons, Virginia.

Ellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ellen has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Additional income is rental income from rental home in Cudjoe Key, Florida.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Hawke Lindh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2022 - Present

FORVIS MAZARS WEALTH ADVISORS, LLC

Office #1: 1410 Spring Hill Road Suite 500, Tysons, VA 22102Office #2: One James Center 901 East Cary St. Suite 100, Richmond, VA, 23219Office #3: 4161 Piedmont Parkway Suite 310, Greensboro, NC 27410

RIA

CRD#: 110905

Tysons, VA

Past

January 3, 2017 - August 24, 2022

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

Tysons, VA

Past

January 27, 2011 - December 31, 2016

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

Tysons, VA

Past

October 23, 2009 - December 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINSTON-SALEM, NC

Past

March 31, 1998 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

HIGH POINT, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/12/2024)

IAR

Virginia
(6/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/2/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/12/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

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Contact information

Main Address

910 East St Louis St, Springfield, MO 65806

Mailing Address

Phone number

(417) 831-7283

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 082025 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	13,227
AUM (Assets Under Management)	$ 9,751,986,659

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/18/2024	Cover Page	Report
01/23/2024	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ellen H. Lindh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Hawke Lindh's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FORVIS MAZARS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2011

Series 63

Date: 4/6/1998

Series 7

Date: 11/2/2010

Series 6

Date: 3/30/1998

Series 26

Date: 8/12/1999

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORVIS MAZARS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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