Joseph D. Resciniti
Professional summary
Joseph Defazio Resciniti is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 3 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Defazio Resciniti's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 112 West 34th Street 18th Floor, New York, NY 10120May 21, 2024 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
June 20, 2001 - May 9, 2024
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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