Vanessa O. Bonora

CLEARPOOL EXECUTION SERVICES

New York, NY 10004

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CRD#: 3024684

Professional summary

Vanessa Ortega Bonora, who also goes by Vanessa Dador Ortega, is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.

Vanessa is registered as a RR (Registered Representative) and started their career in finance in 2001. Vanessa has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vanessa Dador Ortega

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vanessa Ortega Bonora's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2016 - Present

CLEARPOOL EXECUTION SERVICES, LLC

Office #1: 17 State Street 38th Floor, New York, NY, 10004

CRD#: 168490

New York, NY

Past

October 12, 2009 - December 31, 2010

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

August 21, 2009 - April 4, 2016

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 7, 2007 - August 3, 2009

TRADEWEB LLC

CRD#: 42759

JERSEY CITY, NJ

Past

April 2, 2007 - June 4, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TAMPA, FL

Past

April 2, 2007 - June 4, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

TAMPA, FL

Past

October 24, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

TAMPA, FL

Past

October 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

TAMPA, FL

Past

July 20, 2001 - August 22, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/28/2016)

California
(3/15/2016)

Connecticut
(3/15/2016)

Delaware
(10/28/2016)

District of Columbia
(3/15/2016)

Florida
(3/15/2016)

Georgia
(3/15/2016)

Illinois
(3/15/2016)

Louisiana
(3/15/2016)

Maryland
(3/15/2016)

Massachusetts
(3/15/2016)

Michigan
(3/15/2016)

Minnesota
(3/15/2016)

Missouri
(4/15/2019)

New Jersey
(3/15/2016)

New York
(3/15/2016)

North Carolina
(3/15/2016)

Ohio
(3/15/2016)

Oregon
(3/15/2016)

Pennsylvania
(3/15/2016)

South Carolina
(3/15/2016)

Tennessee
(5/21/2018)

Texas
(3/15/2016)

Virginia
(10/28/2016)

Wisconsin
(3/15/2016)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/12/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/19/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/19/2001

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

CRD#: 168490 / SEC#: , 8-69313

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

17 State Street 38th Floor, New York, NY, 10004

Mailing Address

17 State Street 38th Floor, New York, NY, 10004

Phone number

(212) 531-8500

Established

New York since 05/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BMO FINANCIAL CORP.	SHAREHOLDER
BRICKLEY, THOMAS JOHN	FINOP	3028843
FORLENZA, MICHAEL	PRESIDENT	5886049
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	5467904
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	5635481

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vanessa O. Bonora

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vanessa Ortega Bonora's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

TRADEWEB LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2006

Series 63

Date: 4/8/2002

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/12/2009

Series 55

Date: 10/19/2004

Series 7

Date: 7/19/2001

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEARPOOL EXECUTION SERVICES, LLC

TRUST BUT VERIFY

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