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Thomas Tourek

CETERA INVESTMENT ADVISERS
SURPRISE, AZ 85374
CRD#: 3024226
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TT
Thomas TourekCETERA INVESTMENT ADVISERS

Professional summary

Thomas Tourek, who also goes by Thomas A Tourek Jr, Thomas Allan Tourek Jr, Thomas Allan Tourek, Tom Tourek, Thomas A Tourek Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Surprise, Arizona and CETERA ADVISORS LLC located in Surprise, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 11 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas A Tourek Jr | Thomas Allan Tourek Jr | Thomas Allan Tourek | Tom Tourek | Thomas A Tourek Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Tourek's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 13985 W Grand Ave Suite 100, Surprise, AZ 85374
RIA
CRD#: 105644
SURPRISE, AZ
Current

June 1, 2026 - Present

CETERA ADVISORS LLC

Office #1: 13985 W Grand Ave Suite 100, Surprise, AZ 85374
BD
CRD#: 10299
SURPRISE, AZ
Past

December 19, 2013 - June 9, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SUN CITY WEST, AZ
Past

December 16, 2013 - June 9, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SUN CITY WEST, AZ
Past

April 8, 2013 - December 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

March 18, 2013 - December 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ
Past

November 2, 2012 - January 17, 2013

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
PEORIA, AZ
Past

September 27, 2007 - September 10, 2010

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
PHOENIX, AZ
Past

September 27, 2007 - September 10, 2010

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ
Past

October 25, 2005 - September 17, 2007

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
PEORIA, AZ
Past

August 12, 2005 - September 17, 2007

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
PEORIA, AZ
Past

July 16, 1999 - February 11, 2002

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 15, 1998 - August 12, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 15, 1998 - August 12, 1998

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

March 23, 1998 - June 10, 1998

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/2/2026)
IAR
Arizona
(6/2/2026)
RR
California
(6/2/2026)
RR
Florida
(6/2/2026)
RR
Georgia
(6/2/2026)
RR
Idaho
(6/2/2026)
RR
Illinois
(6/3/2026)
RR
Indiana
(6/3/2026)
RR
Louisiana
(6/2/2026)
RR
Maryland
(6/9/2026)
RR
Massachusetts
(6/2/2026)
RR
Nevada
(6/3/2026)
RR
South Carolina
(6/5/2026)
IAR
Texas
(6/1/2026)
RR
Texas
(6/2/2026)
RR
Utah
(6/2/2026)
RR
Wisconsin
(6/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/5/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/20/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Surprise, AZ 85374

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