GD
Gerard E. Desmond
GALLAGHER FIDUCIARY ADVISORS
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 3023812
GD
Professional summary
Gerard E Desmond, AIF®, who also goes by Gerald E Desmond, Gerry Desmond, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Berwyn, Pennsylvania and OSAIC WEALTH, INC. located in Berwyn, Pennsylvania.
Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gerard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald E Desmond | Gerry Desmond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Client Management Leader Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Client Management Leader Start Date: 07/01/2007 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Manor Club at Fords Colony Timeshare Association Board of Directors Investment Related: No Address: Fords Colony Drive Williamsburg, VA Nature of Business: Timeshare Ownership Management Position: President Start Date: 1/1/2020 Hours per month: 1 hour Hours per month during trading hours: 0 hours Duties: Board of Directors Association.
CRS (Client Relationship Summary) - RIA
Click below to view Gerard E Desmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 8, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 1205 Westlakes Dr., Suite 290, Berwyn, PA 19312RIA
CRD#: 146509
Berwyn, PA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1205 Westlakes Drive Suite 290, Berwyn, PA 19312RIA
BD
CRD#: 23131
Berwyn, PA
Past
April 1, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Berwyn, PA
Past
August 21, 2007 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
PRINCETON, NJ
Past
September 9, 2004 - June 11, 2007
HAMILTON CAVANAUGH & ASSOCIATES, INC.
BD
CRD#: 35972
WHITE PLAINS, NY
Past
May 9, 2002 - June 23, 2004
CHARLES W. CAMMACK ASSOCIATES, INC.
BD
CRD#: 29208
NEW YORK, NY
Past
April 25, 2001 - April 29, 2002
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 27, 2000 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 7246
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2024)
RR
Delaware(8/23/2024)
RR
Florida(8/23/2024)
RR
Iowa(8/23/2024)
RR
Massachusetts(8/23/2024)
IAR
New Jersey(9/8/2022)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
IAR
Pennsylvania(1/9/2024)
RR
Pennsylvania(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
