Linda L. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Louise Torres was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1998. Linda had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2003 - November 11, 2014
FINANCIAL COUNSELORS OF VIRGINIA, INC.
November 19, 1998 - May 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 11, 1998 - May 9, 2003
IDS LIFE INSURANCE COMPANY
September 11, 1998 - May 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL COUNSELORS OF VIRGINIA, INC.
CRD#: 115286 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.