CL

Carl J. Lanzisera

FEDERATED SECURITIES
Huntington, NY 11743
Some features on this profile are disabled
CRD#: 302342
CL

Professional summary


Carl Joseph Lanzisera is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.

Carl is registered as a RR (Registered Representative) and started their career in finance in 1966. Carl has worked at 11 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 53, Series 14, Series 24, Series 4, F04 and Series 40 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Carl Joseph Lanzisera's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 14, 1998 - Present

FEDERATED SECURITIES, INC.

Office #1: 680 Park Avenue, Huntington, NY 11743Office #2: 680 Park Avenue, Huntington, NY 11743
BD
CRD#: 5050
Huntington, NY
Past

August 1, 2006 - January 4, 2010

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

December 15, 1998 - December 31, 2001

KEDEM CAPITAL CORPORATION

BD
CRD#: 18178
MELVILLE, NY
Past

February 17, 1994 - October 31, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

June 29, 1993 - February 17, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

April 12, 1989 - November 2, 1993

ROBERT TODD FINANCIAL CORP.

BD
CRD#: 7423
NEW YORK, NY
Past

May 13, 1988 - October 11, 1988

HAMILTON, GRANT & COMPANY, INC.

BD
CRD#: 15348
Past

November 3, 1976 - March 2, 1990

INDIVIDUAL'S SECURITIES LTD.

BD
CRD#: 7279
Past

September 19, 1974 - December 18, 1976

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

September 22, 1972 - October 10, 1974

W. E. HUTTON & CO.

BD
CRD#: 861
Past

February 8, 1966 - October 11, 1972

BACHE & CO INCORPORATED

BD
CRD#: 7058

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/10/1999)
RR
Connecticut
(5/4/2020)
RR
Florida
(12/16/1998)
RR
Georgia
(11/2/2020)
RR
New Jersey
(12/15/1998)
RR
New York
(12/21/1998)
RR
Ohio
(6/19/2018)
RR
Pennsylvania
(1/30/2014)
RR
Texas
(4/2/2009)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/23/1962
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 9/30/1976
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 9/13/1976
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm


FS
FEDERATED SECURITIES, INC.
FEDERATED SECURITIES, INC.

CRD#: 5050 / SEC#: , 8-15644

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
680 Park Avenue, Huntington, NY 11743
Mailing Address
P.o. Box 2679, Huntington Station, NY 11746-0531
Phone number
(631) 421-4499
Established
New Jersey since 03/02/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


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Direct owners and executive officers


NamePositionCRD#
KING, JUDITH CAROLECHAIRPERSON1023755
GOLDSMITH, DENISE CAROLYNSECRETARY1564417
LANZISERA, CARL JOSEPHPRESIDENT OPTIONS PRINCIPLE302342
LANZISERA, CARL JOSEPHCHIEF COMPLIANCE OFFICER302342

Disclosures


Regulatory Event1

Red Flags


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Company Information


FEDERATED SECURITIES, INC.

CRD#: 5050Huntington, NY 11743

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