Jason W. Mcneace

CLEARPOOL EXECUTION SERVICES

New York, NY 10004

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CRD#: 3023229

Professional summary

Jason William Mcneace is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 6, Series 30, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason William Mcneace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2021 - Present

CLEARPOOL EXECUTION SERVICES, LLC

Office #1: 17 State Street 38th Floor, New York, NY, 10004

CRD#: 168490

New York, NY

Past

May 21, 2019 - May 21, 2021

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

December 23, 2013 - April 17, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 14, 2003 - April 18, 2005

INET ATS, INC.

CRD#: 20746

JERSEY CITY, NJ

Past

August 20, 2003 - June 9, 2004

INSTINET, LLC

CRD#: 42886

NEW YORK, NY

Past

April 5, 2002 - September 3, 2003

INTEGRAL CAPITAL GROUP, LLC

CRD#: 101860

NEW YORK, NY

Past

February 22, 2002 - April 4, 2002

INTEGRAL CAPITAL GROUP, LLC

CRD#: 101860

NEW YORK, NY

Past

January 3, 2002 - September 3, 2003

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

CRD#: 104249

ISELIN, NJ

Past

November 3, 2000 - August 30, 2001

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

December 1, 1999 - November 13, 2000

WIT CAPITAL CORPORATION

CRD#: 41499

OLD GREENWICH, CT

Past

May 8, 1998 - November 19, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/29/2025)

California
(1/29/2025)

Connecticut
(1/29/2025)

Delaware
(1/29/2025)

District of Columbia
(1/29/2025)

Florida
(1/29/2025)

Georgia
(1/29/2025)

Illinois
(1/29/2025)

Louisiana
(1/29/2025)

Maryland
(1/29/2025)

Massachusetts
(1/29/2025)

Michigan
(1/29/2025)

Minnesota
(1/29/2025)

Missouri
(1/29/2025)

Montana
(1/29/2025)

New York
(5/28/2021)

North Carolina
(1/29/2025)

Ohio
(1/29/2025)

Oregon
(1/29/2025)

Pennsylvania
(1/29/2025)

South Carolina
(1/29/2025)

Tennessee
(1/29/2025)

Texas
(1/29/2025)

Virginia
(1/29/2025)

Wisconsin
(1/29/2025)

Exams

State Security Law Exam

Series 63

Date: 1/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/21/2014

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/23/2013

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/9/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 5/7/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 7/2/2001

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 10

Date: 6/22/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/22/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 5/4/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/8/1999

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

CRD#: 168490 / SEC#: , 8-69313

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

17 State Street 38th Floor, New York, NY, 10004

Mailing Address

17 State Street 38th Floor, New York, NY, 10004

Phone number

(212) 531-8500

Established

New York since 05/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BMO FINANCIAL CORP.	SHAREHOLDER
BRICKLEY, THOMAS JOHN	FINOP	3028843
FORLENZA, MICHAEL	PRESIDENT	5886049
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	5467904
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	5635481

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Mcneace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason William Mcneace's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIBC WORLD MARKETS CORP.

DEUTSCHE BANK SECURITIES INC.

INET ATS, INC.

INSTINET, LLC

INTEGRAL CAPITAL GROUP, LLC

INTEGRAL CAPITAL GROUP, LLC

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

TAFFERER TRADING, LLC

WIT CAPITAL CORPORATION

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/2014

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/21/2014

Series 7

Date: 12/23/2013

Series 3

Date: 4/9/2001

Series 6

Date: 5/7/1998

Series 30

Date: 7/2/2001

Series 10

Date: 6/22/2001

Series 9

Date: 5/22/2001

Series 4

Date: 5/4/2000

Series 24

Date: 10/8/1999

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEARPOOL EXECUTION SERVICES, LLC

TRUST BUT VERIFY

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