Susan E. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Elisa Brown, who also goes by Susan E Bieneman, Susan Elisa Bieneman, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1998. Susan had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - November 18, 2020
KOVITZ INVESTMENT GROUP PARTNERS, LLC
April 23, 2009 - February 21, 2019
NORTHERN CAPITAL MANAGEMENT LLC
October 8, 2008 - December 31, 2008
NORTHERN CAPITAL MANAGEMENT LLC
February 4, 2003 - September 7, 2007
HOLT-SMITH ADVISORS
March 26, 1998 - May 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
KOVITZ INVESTMENT GROUP PARTNERS, LLC
CRD#: 282241 / SEC#: 801-107054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVITZ INVESTMENT GROUP PARTNERS, LLC
CRD#: 282241 / SEC#: 801-107054
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,915 |
| AUM (Assets Under Management) | $ 31,731,798,984 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 08/15/2024 | ||
| 07/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
