Stephen J. Lansing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Lansing, who also goes by Steve Lansing, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1973. Stephen had worked at 11 firms and has passed the Series 63, Series 2 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2016 - December 31, 2021
AXIA ADVISORY
January 26, 2012 - December 31, 2015
CAIRN FIDUCIARY SERVICES
June 13, 2003 - November 16, 2009
THE BOGDAHN GROUP
February 5, 1993 - November 18, 2009
PAXMENTIS ADVISORS
January 8, 1993 - February 9, 1994
FSC SECURITIES CORPORATION
August 12, 1992 - December 31, 1992
MUTUAL SERVICE CORPORATION
May 29, 1990 - December 17, 1991
NEW ENGLAND SECURITIES
March 19, 1985 - February 27, 1990
NEW ENGLAND SECURITIES
February 6, 1979 - August 17, 1984
MIDLAND MANAGEMENT CORP.
December 4, 1978 - February 21, 1985
GENERAL AMERICAN LIFE INSURANCE COMPANY
March 21, 1977 - January 1, 1979
TIME EQUITIES, INC.
March 6, 1973 - February 6, 1978
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
AXIA ADVISORY
CRD#: 107571 / SEC#: 801-42110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/23/1992
Non-Member General Securities ExaminationSeries 1
Date: 3/1/1973
Registered Representative ExaminationCurrent Firm
AXIA ADVISORY
CRD#: 107571 / SEC#: 801-42110
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 1,840,634,834 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
