Nicholas L. Levinson

PARK PIEDMONT ADVISORS LLC

Oakland, CA

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CRD#: 3022189

Professional summary

Nicholas Louis Levinson, CFP®, who also goes by Nicholas Levinson, Nick Louis Levinson, Nick Levinson, is a registered financial advisor currently at PARK PIEDMONT ADVISORS LLC located in Oakland, California and APELLA WEALTH located in Chicago, Illinois.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nicholas has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Levinson | Nick Louis Levinson | Nick Levinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARK PIEDMONT ADVISORS, LLC- REGISTERED INVESTMENT ADVISORY. PARK PIEDMONT ADVISORS; FIXED INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Louis Levinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 19, 2003 - Present

PARK PIEDMONT ADVISORS LLC

RIA

CRD#: 129451

Oakland, CA

Current

September 14, 2025 - Present

APELLA WEALTH

RIA

CRD#: 171106

Chicago, IL

Past

January 7, 2004 - December 31, 2007

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

PIEDMONT, CA

Past

September 6, 2002 - April 13, 2004

BALIS LEWITTES & COLEMAN, INC.

RIA

CRD#: 33345

PIEDMONT, CA

Past

January 29, 2001 - April 16, 2004

BALIS LEWITTES & COLEMAN, INC.

CRD#: 33345

NEW YORK, NY

Past

November 10, 1999 - February 20, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/19/2003)

IAR

Connecticut
(9/14/2025)

IAR

Texas
(11/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/12/1998

General Securities Representative Examination

Current Firm

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

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Contact information

Main Address

65 Memorial Drive Suite C340, West Hartford, CT 06107

Mailing Address

Phone number

(860) 785-2260

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APELLA WEALTH PART 2A OCTOBER 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts	19,172
AUM (Assets Under Management)	$ 7,953,076,688

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/29/2024	Cover Page	Report
04/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas L. Levinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Louis Levinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

APELLA WEALTH

LASALLE ST SECURITIES, L.L.C.

BALIS LEWITTES & COLEMAN, INC.

BALIS LEWITTES & COLEMAN, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

APELLA WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2001

Series 63

Date: 12/15/1999

Series 7

Date: 2/12/1998

Current Firm

APELLA WEALTH

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APELLA WEALTH

TRUST BUT VERIFY

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