Clifford A. Lanier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Anderson Lanier JR, who also goes by Clifford Anderson Lanier, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1959. Clifford had worked at 3 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1976 - March 21, 2016
THE FRAZER LANIER COMPANY, INCORPORATED
August 2, 1968 - September 7, 1972
SCOTT SECURITIES CORPORATION
March 16, 1959 - February 25, 1976
THORNTON FARISH INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/16/1959
Registered Representative ExaminationCurrent Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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