Irena R. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irena Ryskova Edwards, who also goes by Irena R Edwards, Irena Ryskova, Irena Scroggins, was a registered financial professional .
Irena is a previously registered financial professional and started their career in finance in 1998. Irena had worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2019 - September 10, 2020
DEUTSCHE BANK SECURITIES INC.
March 19, 2001 - January 9, 2002
WELLS FARGO SECURITIES, LLC
November 2, 2000 - December 14, 2005
WELLS FARGO INVESTMENTS, LLC
October 4, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
October 2, 2000 - November 2, 2001
WELLS FARGO SECURITIES INC.
September 10, 1999 - October 4, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
April 6, 1998 - August 17, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 10/24/2019
Municipal Securities Representative ExaminationSeries 7TO
Date: 10/1/2019
General Securities Representative ExaminationCurrent Firm
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | STOCKHOLDER | |
| LEONARD, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & PRESIDENT | 5748580 |
| MASSARO, TIBERIO | DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | 1847137 |
| NAPPER, GLEENNIA T | CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER | 6161268 |
| PETRUCCELLI, DOMINICK III | CHIEF RISK OFFICER | 8018800 |
| SANTORE, DAVID | CHIEF LEGAL OFFICER | 7987270 |
| STUCCHIO, ANTHONY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 2198592 |
| TIGER, SEBASTIAN BENJAMIN | CHIEF COMPLIANCE OFFICER | 2266287 |
Disclosures
| Regulatory Event | 291 |
| Civil Event | 3 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
