James D. Walker

KENDALL CAPITAL MANAGEMENT

Rockville, MD 20852

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CRD#: 3020966

Professional summary

James David Walker, AIF®, CFP®, who also goes by Dave Walker, David Walker, James D Walker, is a registered financial advisor currently at KENDALL CAPITAL MANAGEMENT located in Rockville, Maryland.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Walker | David Walker | James D Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 11, 2022 - Present

KENDALL CAPITAL MANAGEMENT

Office #1: 2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852

RIA

CRD#: 134740

Rockville, MD

Past

February 4, 2014 - July 15, 2022

MCKINLEY CARTER WEALTH SERVICES, INC.

RIA

CRD#: 135184

GAITHERSBURG, MD

Past

December 13, 2012 - May 21, 2014

YELLOWWOOD FINANCIAL ADVISORS, INC.

RIA

CRD#: 121426

GAITHERSBURG, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KENDALL CAPITAL MANAGEMENT

CRD#: 134740 / SEC#: 801-78634

RIA

Registered Investment Advisory firm - (10/4/2013 Approved)

District of Columbia

Registered Investment Advisory firm - (10/25/2013 Terminated)

Maryland

Registered Investment Advisory firm - (11/1/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/4/2013 Terminated)

Virginia

Registered Investment Advisory firm - (10/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2012

Uniform Investment Adviser Law Examination

Current Firm

KENDALL CAPITAL MANAGEMENT

CRD#: 134740 / SEC#: 801-78634

RIA

Registered Investment Advisory firm - (10/4/2013 Approved)

District of Columbia

Registered Investment Advisory firm - (10/25/2013 Terminated)

Maryland

Registered Investment Advisory firm - (11/1/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/4/2013 Terminated)

Virginia

Registered Investment Advisory firm - (10/28/2013 Terminated)

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Contact information

Main Address

2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852

Mailing Address

Phone number

(301) 838-9110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,415
AUM (Assets Under Management)	$ 604,143,819

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
11/22/2024	Cover Page	Report
07/29/2024	Cover Page	Report
10/27/2023	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

KENDALL CAPITAL MANAGEMENT

MCKINLEY CARTER WEALTH SERVICES, INC.

YELLOWWOOD FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

KENDALL CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2012

Current Firm

KENDALL CAPITAL MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KENDALL CAPITAL MANAGEMENT

TRUST BUT VERIFY

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