Ross M. Langill
Professional summary
Ross Mason Langill, who also goes by Ross Mason Langill III, is a registered financial advisor currently at REGAL BAY INVESTMENT GROUP, LLC located in Milwaukee, Wisconsin and REGAL SECURITIES, INC. located in Milwaukee, Wisconsin.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Ross has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 1, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ross Mason Langill's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2003 - Present
REGAL BAY INVESTMENT GROUP, LLC
Office #1: 250 East Wisconsin Avenue Suite 1500, Milwaukee, WI 53202May 19, 2005 - Present
REGAL SECURITIES, INC.
Office #1: 250 Wisconsin Ave. Suite 1500, Milwaukee, WI 53202October 1, 2002 - May 17, 2005
NATIONAL SECURITIES CORPORATION
November 11, 1992 - October 1, 2002
LISS FINANCIAL SERVICES
January 23, 1990 - November 16, 1992
FREDERICK & COMPANY, INC.
August 5, 1987 - February 1, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 17, 1979 - August 8, 1987
THE MILWAUKEE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2021)
(9/17/2021)
(3/24/2022)
(2/1/2010)
(9/20/2021)
(5/19/2005)
(1/3/2018)
(2/28/2022)
(1/30/2025)
(5/19/2005)
(4/14/2021)
(5/19/2005)
(2/24/2022)
(10/24/2005)
(2/20/2015)
(1/9/2025)
(1/4/2019)
(5/19/2005)
(6/20/2003)
(5/19/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 8/7/1970
Registered Representative ExaminationSeries 12
Date: 9/10/1980
NYSE Branch Manager ExaminationFINRA
Nasdaq Stock Market
Current Firm
REGAL BAY INVESTMENT GROUP, LLC
CRD#: 121829 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 47,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL BAY INVESTMENT GROUP, LLC
CRD#: 121829Milwaukee, WI 53202TRUST BUT VERIFY
Monitor Ross Langill
Get automatic monthly alerts on:
