Maxine A. Hanchard-foote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxine Angela Hanchard-foote, who also goes by Maxine Angela Hanchard, Maxine Angela Hanchardfoote, was a registered financial professional .
Maxine is a previously registered financial professional and started their career in finance in 1998. Maxine had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - February 19, 2016
BB&T INVESTMENT SERVICES, INC.
August 15, 2014 - February 19, 2016
BB&T INVESTMENT SERVICES, INC.
September 25, 2008 - September 21, 2009
COLONIAL BROKERAGE, INC.
June 19, 2006 - September 28, 2006
RYAN BECK & CO.
November 30, 2004 - March 17, 2006
PFIC SECURITIES CORPORATION
August 30, 2001 - December 31, 2002
PFIC SECURITIES CORPORATION
March 31, 1998 - September 17, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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