Michael P. Foltmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael P Foltmer, who also goes by Michael Paul Foltmer, Michael P Foltmer, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2014 - August 1, 2014
GRAND FINANCIAL, INC.
December 21, 2012 - July 30, 2013
WADDELL & REED
November 28, 2012 - July 30, 2013
WADDELL & REED
July 15, 2010 - May 26, 2011
FIDELITY DISTRIBUTORS COMPANY LLC
February 28, 2001 - June 16, 2010
STRATEGIC ADVISERS LLC
April 9, 1998 - June 14, 2010
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRAND FINANCIAL, INC.
CRD#: 19571 / SEC#: , 8-37928
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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