Lawrence A. Langer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alan Langer was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2014 - October 8, 2019
NATIONAL SECURITIES CORPORATION
November 1, 2007 - December 15, 2014
J.P. TURNER & COMPANY, L.L.C.
January 8, 2007 - October 17, 2007
SUMMIT BROKERAGE SERVICES, INC.
May 7, 2004 - January 5, 2007
FIRST MONTAUK SECURITIES CORP.
December 16, 1996 - May 7, 2004
OPPENHEIMER & CO. INC.
November 4, 1994 - December 24, 1996
JWGENESIS SECURITIES, INC.
August 8, 1994 - November 4, 1994
OPPENHEIMER & CO. INC.
January 9, 1991 - August 8, 1994
REICH & CO., INC.
April 15, 1988 - January 14, 1991
FIRST MONTAUK SECURITIES CORP.
May 16, 1974 - April 19, 1988
PHILIPS, APPEL & WALDEN, INC.
June 7, 1973 - September 5, 1975
PRESSMAN, FROHLICH & FROST, INC.
June 29, 1972 - June 24, 1973
TODD AND COMPANY, INC.
June 17, 1970 - August 6, 1972
CARLTON-CAMBRIGE & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/10/1970
Registered Representative ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
