John C. Leung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Chee-kei Leung, who also goes by John C Leung, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - February 28, 2023
MAYBANK SECURITIES USA INC.
March 16, 2009 - April 3, 2012
BGC FINANCIAL, L.P.
May 21, 2007 - March 16, 2009
WALTER J. DOWD, INC.
April 21, 2003 - May 13, 2004
B. RILEY SECURITIES, INC.
February 14, 2001 - February 3, 2003
NATIONAL BANK OF CANADA FINANCIAL INC.
September 2, 1998 - February 8, 2001
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
