Patric Thomas
Professional summary
Patric Thomas is a registered financial professional currently at AQR INVESTMENTS, LLC located in Greenwich, Connecticut.
Patric is registered as a RR (Registered Representative) and started their career in finance in 1998. Patric has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 31, Series 7, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patric Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2022 - Present
AQR INVESTMENTS, LLC
Office #1: One Greenwich Plaza Suite 130, Greenwich, CT 06830September 11, 2018 - October 19, 2022
JEFFERIES LLC
December 5, 2017 - September 17, 2018
J.P. MORGAN SECURITIES LLC
March 28, 2017 - August 1, 2017
CITI PRIVATE ALTERNATIVES, LLC
April 17, 2015 - August 1, 2017
CITIGROUP GLOBAL MARKETS INC.
August 3, 2006 - December 31, 2008
J.P. MORGAN CLEARING CORP.
August 3, 2006 - April 17, 2015
J.P. MORGAN SECURITIES LLC
January 20, 2005 - July 5, 2006
TD AMERITRADE, INC.
June 1, 1999 - July 5, 2006
TD AMERITRADE, INC.
March 19, 1998 - May 13, 1999
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AQR INVESTMENTS, LLC
CRD#: 289244 / SEC#: , 8-69990
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLC | PARENT COMPANY | |
| ANDRADE, GREGOR MASINI | CHIEF EXECUTIVE OFFICER | 2265718 |
| HOWARD, JOHN BRADLEY | BOARD OF MANAGERS | 3132622 |
| KABILLER, DAVID GARY | BOARD OF MANAGERS | 1736385 |
| MELLAS, STEPHEN JOSEPH | BOARD OF MANAGERS | 1505043 |
| PRINCE, STEPHANIE NICOLE | CHIEF COMPLIANCE OFFICER | 2618015 |
| RYAN, PATRICK EDMUND | CHIEF FINANCIAL OFFICER | 2822527 |
| WILLCOX, HERBERT JAMES | BOARD OF MANAGERS & CHIEF LEGAL OFFICER | 1868426 |
Red Flags
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