James Griffin
Professional summary
James Griffin, who also goes by (jr) James Leo Griffin, James Leo Griffin Jr, James Leo Griffin, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 9 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Griffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2010 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210March 25, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210June 22, 2011 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 245 Summer Street, Boston, MA 02210August 6, 2025 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210August 12, 2025 - Present
FIDELITY PRIME FINANCING
Office #1: 155 Seaport Blvd., Boston, MA 02210August 13, 2025 - Present
GREEN PIER FINTECH LLC
Office #1: 245 Summer Street V3a, Boston, MA 02210June 22, 2011 - August 12, 2014
FIDELITY DISTRIBUTORS CORPORATION
November 14, 2005 - December 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 24, 2003 - December 16, 2003
CORRESPONDENT SERVICES CORPORATION
June 8, 1998 - December 16, 2003
NATIONAL FINANCIAL SERVICES LLC
June 8, 1998 - December 16, 2003
FIDELITY DISTRIBUTORS COMPANY LLC
June 8, 1998 - December 16, 2003
FIDELITY DISTRIBUTORS CORPORATION
March 19, 1998 - December 16, 2003
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
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Company Information
GREEN PIER FINTECH LLC
CRD#: 313305Boston, MA 02210TRUST BUT VERIFY
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