David M. Buskirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Martin Buskirk, CFP®, who also goes by David Martin Buskirk, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
October 5, 2004 - June 14, 2016
EATON-CAMBRIDGE INC.
January 7, 2004 - December 31, 2004
STUART SECURITIES CORP.
May 7, 1998 - December 31, 2003
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
EATON-CAMBRIDGE INC.
CRD#: 116798 / SEC#: 801-116885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON-CAMBRIDGE INC.
CRD#: 116798 / SEC#: 801-116885
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 967 |
| AUM (Assets Under Management) | $ 392,155,283 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
