William E. Epifanio

STRATIS CAPITAL

Darien, CT 06820

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CRD#: 3019375

Professional summary

William Edward Epifanio II is a registered financial advisor currently at STRATIS CAPITAL, LLC located in Darien, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Epifanio II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2020 - Present

STRATIS CAPITAL, LLC

Office #1: 30 Old Kings Highway South, Darien, CT 06820

RIA

CRD#: 300130

Darien, CT

Past

March 5, 2001 - November 27, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 7, 1998 - March 2, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATIS CAPITAL, LLC

CRD#: 300130 / SEC#: 801-118000

RIA

Registered Investment Advisory firm - (1/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/1998

General Securities Representative Examination

Current Firm

STRATIS CAPITAL, LLC

CRD#: 300130 / SEC#: 801-118000

RIA

Registered Investment Advisory firm - (1/27/2020 Approved)

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Contact information

Main Address

30 Old Kings Highway South, Darien, CT 06820

Mailing Address

Phone number

(917) 705-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATIS CAPITAL, LLC ADV BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 448,825,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Epifanio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Epifanio II's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATIS CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

JPMSI

Primary Firm SEC Registration

STRATIS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2020

Series 63

Date: 4/28/1998

Series 7

Date: 4/6/1998

Current Firm

STRATIS CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATIS CAPITAL, LLC

TRUST BUT VERIFY

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