DS
Debra K. Selle
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Waukesha, WI 53188
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CRD#: 3018789
DS
Professional summary
Debra Kay Selle, who also goes by Debra K Selle, Debra Kay Selle-buntrock, Debra Sellebuntrock, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Waukesha, Wisconsin and PURSHE KAPLAN STERLING INVESTMENTS located in Waukesha, Wisconsin.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Debra has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debra K Selle | Debra Kay Selle-Buntrock | Debra Sellebuntrock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; INVESTMENT ADVISER REPRESENTATIVE; STARTED: JANUARY 2014; APPROX 10-20 OF HOURS PER MONTH / APPROX 2-5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; MARKETING, EDUCATION AND SALES OF ADVISORY PRODUCTS/SERVICES; CHIEF OPERATIONS OFFICER, MANAGE THE REGISTRATION DEPARTMENT FOR GVC MANAGEMENT, PROCESS NEW IAR INITIAL U-4'S, AMEND U-4'S AND PROCESS BOTH PARTIAL AND FULL TERMINATION U-5'S FOR GVC MANAGEMENT, LTD.; MANAGE AND COORDINATE THE ON-BOARDING PROCESS FOR NEW IAR'S. 2.GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; N14 W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; CHIEF OPERATIONS OFFICER, START 01/2014. 190-210 HR/MONTH; 170-180 HR/MONTH DURING TRADING HOURS. MANAGE AND SUPERVISE DAILY OPERATIONS, RECEPTIONIST, COMPLIANCE DEPARTMENT SUPPORT STAFF, APPROVE PAYMENT FOR OFFICE EXPENDITURES OF GENERAL OFFICE SUPPLIES, NEGOTIATE CONTRACTS FOR COMMUNICATION SERVICES AND OFFICE EQUIPMENT. 3.GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC; YES-INVESTMENT RELATED; ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE OF THE BUSINESS: INSURANCE AGENCY; POSITION: INSURANCE AGENT; START DATE: NOVEMBER 2010 / APPROX # OF HOURS PER MONTH: 5-10 / APPROX # OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 1-2 / DUTIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Debra Kay Selle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188RIA
CRD#: 158292
Waukesha, WI
Current
January 12, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: N14 W23833 Stone Ridge Dr, Waukesha, WI 53188BD
CRD#: 35747
Waukesha, WI
Past
June 30, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
WAUKESHA, WI
Past
November 1, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
ATLANTA, GA
Past
April 12, 2002 - November 2, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
June 22, 1998 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Wisconsin(1/2/2014)
RR
Wisconsin(1/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Waukesha, WI 53188TRUST BUT VERIFY
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