John H. Lang
Professional summary
John Howard Lang is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Harrison, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1961. John has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 5, PC, Series 1, Series 24, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Howard Lang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2010 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue 4th Floor, Harrison, NY, 10528June 1, 2009 - March 12, 2010
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
August 31, 1971 - November 8, 1974
HAYDEN STONE INC.
June 4, 1971 - August 31, 1971
H. HENTZ & CO., INC.
June 1, 1961 - May 26, 1971
SHILEDS & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2010)
(2/12/2010)
(2/12/2010)
(2/12/2010)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 5/31/1977
AMEX Put and Call ExamSeries 1
Date: 6/1/1961
Registered Representative ExaminationSeries 40
Date: 8/26/1971
Registered Principal ExaminationSeries 12
Date: 6/8/1971
NYSE Branch Manager ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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