Alfred Valenzuela
Professional Summary
Alfred Valenzuela is a registered financial advisor currently at TICKRS CLEARING located in Irvine, California. Alfred is registered as a RR (Registered Representative) and started their career in finance in 2002. Alfred has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TICKRS CLEARING | VALUABLE CAPITAL SECURITIES, LLC | VALUABLE CAPITAL SECURITIES | TICKRS CLEARING LLC
Contact Information
Main Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618Mailing Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618Phone Number
(949) 393-1606Established
Delaware since 12/22/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/11/2022)
(9/22/2022)
(6/26/2024)
(5/29/2022)
(1/28/2022)
(10/24/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2002SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alfred Valenzuela's CRS (Customer Relationship Summary).
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