Brandon Luckett

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CRD#: 3018381

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Luckett, who also goes by Brandon M Luckett, Brandon Moon Luckett, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 1998. Brandon had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon M Luckett | Brandon Moon Luckett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Associate, CNL Educational Institute, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2021 - June 3, 2025

CNL EDUCATIONAL INSTITUTE, LLC

RIA

CRD#: 175137

Annapolis, MD

Past

October 9, 2020 - June 3, 2025

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

June 5, 2018 - December 23, 2020

RED OAK FINANCIAL GROUP

RIA

CRD#: 166912

Towson, MD

Past

February 3, 2017 - March 1, 2018

THE L. WARNER COMPANIES, INC

RIA

CRD#: 108001

TIMONIUM, MD

Past

April 2, 1998 - March 8, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/31/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 9/28/2020

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 2/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/1/1998

General Securities Representative Examination

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

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Contact information

Main Address

450 S. Orange Ave. Suite 1400, Orlando, FL 32801

Mailing Address

P.o. Box 4920, Orlando, FL 32902-4920

Phone number

(407) 540-2541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Luckett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CNL SECURITIES CORP.

RED OAK FINANCIAL GROUP

THE L. WARNER COMPANIES, INC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CNL EDUCATIONAL INSTITUTE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/2020

Series 65

Date: 1/31/2017

SIE

Date: 10/9/2020

Series 7TO

Date: 9/28/2020

Series 31

Date: 2/14/2000

Series 7

Date: 4/1/1998

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Red Flags

Company Information

CNL EDUCATIONAL INSTITUTE, LLC

TRUST BUT VERIFY

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