SL
Stephen F. Laughter
TRUIST ADVISORY SERVICES
SUITE 620, TN 37203
Some features on this profile are disabled
CRD#: 3018303
SL
Professional summary
Stephen Franklin Laughter is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Suite 620, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Nashville, Tennessee.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OMEGA PROPERTIES; INVESTMENT RELATED; 105 LIBERTY COVE, HENDERSONVILLE, TN 37075; RENTAL HOMES; JOINT OWNER (WITH WIFE); 2003; HRS MNTHLY: 2; TRDNG HRS: 0; HELP WIFE MANAGE PROPERTIES. LONG HOLLOW, LLC; GALLATIN, TN; MANAGER; PASSIVE REAL ESTATE INVESTMENT; I AM A MEMBER OF THE LLC AND I HELP MANAGE; 0-HOURS PER MONTH DURING BUSINESS HOURS/ 1-HOUR PER MONTH AFTER BUSINESS HOURS. RREAF HOLDINGS-STATION CAMP LLC POSITION: PARTNER NATURE: 29 ACRES OF RAW LAND. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 08/02/2004 ADDRESS: GALLATIN TN DESCRIPTION: PASSIVE INVESTOR. POSITION: PARTNER NATURE: PARTNER INA POSSIBLE COMMERCIAL PROPERTY LOCATED IN SUMNER COUNTY TN. INVESTMENT RELATED: NO NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2015 ADDRESS: HENDERSONVILLE TN DESCRIPTION: PARTNER IN A REAL ESTATE INVESTMENT. LAUGHTER CONSTRUCTION POSITION: Partner NATURE: Home building INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2024 ADDRESS: Hendersonville TN, United States DESCRIPTION: Partnered with son to form a construction company that builds and rehabs houses. AMBASSADOR PROPERTIES LLC POSITION: Owner NATURE: Establishing an LLC to hold 4 acres of land in Gallatin TN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2025 ADDRESS: Hendersonville TN, United States DESCRIPTION: Manage the 4 acres of land. This is a passive investment.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Franklin Laughter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3322 W End Ave Fl 6, Suite 620, TN 37203RIA
CRD#: 283390
SUITE 620, TN
Current
October 22, 2007 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3322 West End Ave Fl 6, Nashville, TN 37203BD
CRD#: 17499
Nashville, TN
Past
January 14, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
NASHVILLE, TN
Past
February 24, 2005 - September 27, 2007
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
NASHVILLE, TN
Past
January 10, 2005 - September 27, 2007
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NASHVILLE, TN
Past
January 24, 2004 - January 14, 2005
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GALLATIN, TN
Past
April 16, 2001 - January 14, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 16, 1998 - April 11, 2001
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/2/2007)
RR
California(10/26/2015)
RR
Colorado(1/20/2016)
RR
Connecticut(5/6/2013)
RR
Delaware(11/3/2021)
RR
Florida(4/28/2008)
RR
Georgia(4/10/2017)
RR
Illinois(4/7/2017)
RR
Indiana(4/13/2017)
RR
Kentucky(4/6/2017)
RR
Maine(4/7/2017)
RR
Maryland(4/7/2017)
RR
Michigan(10/26/2015)
RR
Minnesota(11/4/2017)
RR
Montana(1/9/2025)
RR
New Mexico(12/5/2012)
RR
New York(10/26/2015)
RR
North Carolina(4/10/2017)
RR
Ohio(4/6/2017)
RR
Oregon(5/12/2017)
RR
Pennsylvania(10/26/2015)
RR
South Carolina(9/6/2017)
RR
Tennessee(12/5/2007)
IAR
Tennessee(8/18/2016)
RR
Texas(5/31/2012)
IAR
Texas(11/15/2017)
RR
Vermont(6/26/2024)
RR
Virginia(10/27/2015)
RR
West Virginia(4/11/2017)
RR
Wisconsin(4/13/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
