Gale E. Graves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gale Edward Graves, who also goes by Ed Graves, Eddie Graves, Ed Graves, Eddie Graves, Edward Graves, G Edward Graves, was a registered financial professional .
Gale is a previously registered financial professional and started their career in finance in 1998. Gale had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2025 - July 1, 2025
CAMARDA WEALTH ADVISORY GROUP
May 14, 2024 - February 10, 2025
FISHER INVESTMENTS
April 2, 2019 - May 14, 2024
EMPOWER FINANCIAL SERVICES, INC.
December 1, 2016 - August 5, 2017
EMPOWER FINANCIAL SERVICES, INC.
July 29, 2015 - July 14, 2016
SUPERFUND USA, LLC
June 6, 2012 - November 14, 2013
BNY MELLON SECURITIES CORPORATION
August 31, 2004 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 12, 2002 - December 12, 2003
GUGGENHEIM DISTRIBUTORS, LLC
October 10, 2000 - September 10, 2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
May 29, 1998 - June 22, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,106 |
| AUM (Assets Under Management) | $ 325,295,188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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