Philip W. Michalowski
Professional summary
Philip Walter Michalowski, who also goes by Philip W Michalowski Jr, Philip Walter Michalowski Jr, Philip Michalowski, is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Boston, Massachusetts.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1998. Philip has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Walter Michalowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2018 - Present
MML DISTRIBUTORS, LLC
Office #1: 10 Fan Pier Blvd, Boston, MA 02210Office #2: 1295 State Street, Springfield, MA 01111May 9, 2011 - April 4, 2013
MML DISTRIBUTORS, LLC
May 9, 2011 - February 20, 2018
MML INVESTORS SERVICES, LLC
January 1, 2008 - April 19, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
July 27, 1998 - March 29, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
MML DISTRIBUTORS, LLC
CRD#: 38030Boston, MA 02210TRUST BUT VERIFY
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