David S. Price

NAVIS WEALTH ADVISORS LLC

Rye Brook, NY 10573

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CRD#: 3016332

Professional summary

David Stanley Price, CFP®, who also goes by David S Price, David Stanley Price, David Price, is a registered financial advisor currently at NAVIS WEALTH ADVISORS LLC located in Rye Brook, New York and GREAT POINT CAPITAL LLC located in Rye Brook, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David S Price | David Stanley Price | David Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Navis Wealth Advisors, LLC - Investment Related - 800 Westchester Ave, Ste S700, Rye Brook, NY 10573 - Registered Investment Advisor - Managing Partner - 12/2020 - 140 hours a month - 142 trading hours a month - 142 Hours a month - I provide investment advisory and financial planning to clients. 2) Navis Wealth Preservation, LLC - Investment Related - 800 Westchester Ave, Ste S700, Rye Brook, NY 10573 - Life, Disability, and Long-Term Care Insurance - Managing Partner - 12/2020 - 10 hours a month 0 trading hours a month - I provide insurance advice and recommend appropriate insurance products to clients. 3) Navis Tax, LLC - Not investment related - 800 Westchester Ave, Ste S602, Rye Brook, NY 10573 - Tax planning and Preparation - Managing Partner - 10/2019 - I supervise that tax practice. 4) Navis Wealth Management, LLC - not investment related - 800 Westchester Ave, Ste S602, Rye Brook, NY 10573 - Holding Company - Managing Partner - 10/2019 - 2 hours a month - 0 trading hours a month 5) Navis Wealth Partners, LLC - not investment related - 800 Westchester Ave, Ste S602, Rye Brook, NY 10573 - Holding Company - Managing Partner 6) RRP Partners, LLC - not investment related - 800 Westchester Ave, Ste S602, Rye Brook, NY 10573 - Holding Company - Managing Partner 7) David will be Director for Navis Foundation, Inc. The duties he will conduct will be to Oversee all activities of the foundation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stanley Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 31, 2021 - Present

NAVIS WEALTH ADVISORS LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573

RIA

CRD#: 311171

Rye Brook, NY

Current

February 20, 2024 - Present

GREAT POINT CAPITAL LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573

CRD#: 114203

Rye Brook, NY

Past

February 25, 2021 - February 16, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Rye Brook, NY

Past

November 2, 2018 - January 8, 2021

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

RYE BROOK, NY

Past

November 2, 2018 - January 8, 2021

SANCTUARY SECURITIES, INC.

CRD#: 205

Rye Brook, NY

Past

November 21, 2016 - November 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

November 7, 2016 - November 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 7, 1998 - February 7, 2002

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(4/16/2021)

New York
(2/20/2024)

IAR

Texas
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

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Contact information

Main Address

800 Westchester Avenue Suite 700, Rye Brook, NY 10573

Mailing Address

Phone number

(914) 848-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVIS WEALTH ADVISORS DISCLOSURE BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 540,686,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stanley Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

M&T SECURITIES, INC.

Primary Firm SEC Registration

NAVIS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2016

Series 63

Date: 4/20/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2016

Series 6

Date: 4/6/1998

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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