Mehrdad M. Farhat
Professional summary
Mehrdad Michael Farhat, who also goes by Michael Farhat, is a registered financial advisor currently at OPES CAPITAL GROUP, LLC located in Beverly Hills, California.
Mehrdad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mehrdad has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mehrdad Michael Farhat's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2013 - Present
OPES CAPITAL GROUP, LLC
Office #1: 9454 Wilshire Blvd Suite 803, Beverly Hills, CA 90210April 17, 2012 - August 5, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
April 11, 2012 - July 30, 2013
FIRST ALLIED SECURITIES, INC.
April 27, 2010 - May 4, 2012
LPL FINANCIAL LLC
April 23, 2010 - May 4, 2012
LPL FINANCIAL LLC
August 15, 2005 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2005 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
December 4, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
July 15, 1999 - December 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2013)
Exams
Current Firm
OPES CAPITAL GROUP, LLC
CRD#: 166106 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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