Sarah T. Barajas
Professional summary
Sarah Topham Barajas, who also goes by Sarah Marie Barajas, Sarah Marie Barajas, Sarah T Barajas, Sarah Marie Barajas, Sarah Marie Tapp, Sarah Marie Topham, Sarah Marie Tapp, Sarah Marie Topham, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Georgetown, Texas and FIDELITY BROKERAGE SERVICES LLC located in Austin, Texas.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sarah has worked at 16 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Topham Barajas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 405 N Lamar Blvd, Austin, TX 78703-5409July 6, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 405 N Lamar Blvd, Austin, TX 78703-5409August 22, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 26, 2022 - June 27, 2022
CHARLES SCHWAB & CO., INC.
January 26, 2022 - June 27, 2022
CHARLES SCHWAB & CO., INC.
April 2, 2019 - June 27, 2022
TD AMERITRADE, INC.
April 2, 2019 - June 27, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 2, 2019 - June 27, 2022
TD AMERITRADE, INC.
April 6, 2018 - March 18, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 6, 2018 - March 18, 2019
BBVA SECURITIES INC.
February 9, 2015 - March 26, 2018
CETERA INVESTMENT ADVISERS LLC
February 9, 2015 - March 26, 2018
CETERA INVESTMENT SERVICES LLC
January 7, 2014 - January 27, 2015
LPL FINANCIAL LLC
November 7, 2011 - June 29, 2012
ADP BROKER-DEALER, INC.
November 9, 2010 - September 15, 2011
ADP BROKER-DEALER, INC.
October 5, 2009 - November 18, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - November 18, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
November 4, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
September 15, 2003 - November 5, 2004
BANC ONE SECURITIES CORPORATION
September 15, 2003 - November 5, 2004
BANC ONE SECURITIES CORPORATION
September 3, 2002 - September 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 2002 - September 8, 2003
IDS LIFE INSURANCE COMPANY
August 13, 2002 - September 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2024)
(9/2/2025)
(7/6/2022)
(3/31/2025)
(1/11/2024)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
