JW
Jonathan L. Wollen
STATE FARM INVESTMENT MANAGEMENT
Kingman, KS 67068
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CRD#: 3015087
JW
Professional summary
Jonathan Lee Wollen is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Kingman, Kansas and STATE FARM VP MANAGEMENT CORP. located in Kingman, Kansas.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jonathan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kingman United Methodist Church; non-investment related; 112 E D Ave, Kingman KS 67068; Church; Church Board Member; 10;1; Vote on investing in CD's or Money Market Accounts (bank products), Pay bills/Co-Signor on checking account. 2)Kingman KS City Commission; non-investment related; 324 N Main ST. Kingman KS 67068; Other; City supervision. City Manager exists, this is just a city commission spot I am running for that if elected, would begin 1/1/2020; 01/01/2020; salary; Vote on investing in CD's or Money Market Accounts (bank products), In your role provide financial advice to a committee or board, In your role discuss or advise on benefit plans for the organization, Review bank statements .Checked possible activities. Governmental entity so investing funds, talking finances, discussing benefit packages and reviewing financials would be part of what we could address. I will recuse myself if there is discussion or votes on money invested in bank type products: CD's and Money Markets. ; 10;1. 3) Jonathan Wollen's Insurance Agency; Insurance Agency; Investment-related; 152 N Main St Kingman, KS 67068-1301; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/1996; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Lee Wollen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 142 N Main St, Kingman, KS 67068RIA
CRD#: 3487
Kingman, KS
Current
April 14, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 142 N Main St, Kingman, KS 67068BD
CRD#: 43036
Kingman, KS
Past
May 15, 1998 - March 25, 2004
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(4/14/2004)
IAR
Kansas(3/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Kingman, KS 67068TRUST BUT VERIFY
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