Kenneth N. Wilson
Professional summary
Kenneth Nixon Wilson, who also goes by Wilson, is a registered financial professional currently at TRC MARKETS LLC located in Mount Pleasant, South Carolina and TOWER PRINCIPAL MARKETS LLC located in Mount Pleasant, South Carolina.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2000. Kenneth has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Nixon Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2015 - Present
TRC MARKETS LLC
Office #1: 111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Office #2: 120 Broadway 38th Floor, New York, NY 10271April 14, 2023 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Office #2: 111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Office #3: 330 N Wabash Suite 1450, Chicago, IL 60611Office #4: 120 Broadway 38th Floor, New York, NY 10271January 30, 2008 - December 1, 2015
CITI ORDER ROUTING AND EXECUTION, LLC
December 9, 2004 - December 1, 2015
CITIGROUP GLOBAL MARKETS INC.
September 24, 2002 - December 9, 2004
KNIGHT EXECUTION PARTNERS LLC
June 5, 2000 - November 16, 2000
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/12/2011
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TOWER PRINCIPAL MARKETS LLC
CRD#: 319604 / SEC#: , 8-70919
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
