RB
Ronald J. Bergstrom
STATE FARM INVESTMENT MANAGEMENT
Coon Rapids, MN 55433
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CRD#: 3014824
RB
Professional summary
Ronald Joseph Bergstrom, who also goes by Rj Bergstrom, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Coon Rapids, Minnesota and STATE FARM VP MANAGEMENT CORP. located in Coon Rapids, Minnesota.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ronald has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rj Bergstrom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DEFENSIVE DRIVER INSTRUCTOR; NON-INVESTMENT RELATED; 11413 HANSON BLVD, COON RAPIDS, MN, 55433; DEFENSICE DRIVER PROGRAM; INSTRUCTOR; 10/01/2005; 16 HR/M; 0 SECURITIES TRADING HR; PROGRAM INSTRUCTOR. 2) Book Authorship; Non-Investment Related; 9160 Ivy Avenue North, Stillwater, MN 55082; 6/15/2019; Authoring and publishing a book.; Owner; Publish book.; 10 HR/MO & 0 HR/MO. 3) Rocket Mortgage; Investment-related; 11413 Hanson Blvd NW, Coon Rapids, MN 55433; Mortgage Loan Origination; Mortgage Loan Originator/Broker; 06/03/2020; 5; 5; The registered representative will originate mortgage loans as part of this activity. As a result of this role, the RR may also be considered a branch manager, which may include performing certain administrative duties and receiving compensation on other agents' mortgage business. The registered representative may lease or sublease a portion of the registered representative's office space to the company. 4) Ronald Bergstrom's Insurance Agency; Insurance Agency; Investment-related; 11413 Hanson Blvd NW Coon Rapids, MN 55433-3719; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2006; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Joseph Bergstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 11413 Hanson Blvd Nw, Coon Rapids, MN 55433RIA
CRD#: 3487
Coon Rapids, MN
Current
April 2, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 11413 Hanson Blvd Nw, Coon Rapids, MN 55433-3719BD
CRD#: 43036
Coon Rapids, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(3/10/2000)
IAR
Minnesota(8/30/2018)
RR
Wisconsin(8/19/2022)
IAR
Wisconsin(8/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Coon Rapids, MN 55433TRUST BUT VERIFY
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