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EG

Eduardo Godinez

NOBLES & RICHARDS
Phoenix, AZ 85054
Some features on this profile are disabled
CRD#: 3014429
EG

Professional summary

Eduardo Godinez, who also goes by Ed Godinez, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Eduardo is registered as a RR (Registered Representative) and started their career in finance in 1998. Eduardo has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ed Godinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eduardo Godinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054
BD
CRD#: 146870
Phoenix, AZ
Past

May 10, 2013 - November 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

March 19, 2013 - November 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ
Past

December 14, 2011 - October 2, 2012

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

May 27, 2008 - November 10, 2010

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
NEW YORK, NY
Past

June 13, 2005 - November 10, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
SCOTTSDALE, AZ
Past

May 25, 2001 - March 6, 2002

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

May 20, 1999 - May 4, 2001

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

September 30, 1998 - June 7, 1999

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

March 27, 1998 - September 23, 1998

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2026)
RR
Alaska
(1/6/2026)
RR
Arizona
(12/18/2025)
RR
Arkansas
(1/6/2026)
RR
California
(1/6/2026)
RR
Colorado
(1/6/2026)
RR
Connecticut
(1/6/2026)
RR
Delaware
(1/6/2026)
RR
District of Columbia
(1/6/2026)
RR
Florida
(1/6/2026)
RR
Georgia
(1/6/2026)
RR
Hawaii
(1/6/2026)
RR
Idaho
(1/6/2026)
RR
Illinois
(1/6/2026)
RR
Indiana
(1/6/2026)
RR
Iowa
(1/6/2026)
RR
Kansas
(1/6/2026)
RR
Kentucky
(1/6/2026)
RR
Louisiana
(1/6/2026)
RR
Maine
(1/6/2026)
RR
Maryland
(1/6/2026)
RR
Massachusetts
(1/6/2026)
RR
Michigan
(1/6/2026)
RR
Minnesota
(1/6/2026)
RR
Mississippi
(1/6/2026)
RR
Missouri
(1/6/2026)
RR
Montana
(1/6/2026)
RR
Nebraska
(1/6/2026)
RR
Nevada
(1/6/2026)
RR
New Hampshire
(1/6/2026)
RR
New Jersey
(1/6/2026)
RR
New Mexico
(1/6/2026)
RR
New York
(1/6/2026)
RR
North Carolina
(1/6/2026)
RR
North Dakota
(1/6/2026)
RR
Ohio
(1/6/2026)
RR
Oklahoma
(1/6/2026)
RR
Oregon
(1/6/2026)
RR
Pennsylvania
(1/6/2026)
RR
Rhode Island
(1/6/2026)
RR
South Carolina
(1/6/2026)
RR
South Dakota
(1/6/2026)
RR
Tennessee
(1/6/2026)
RR
Texas
(1/6/2026)
RR
Utah
(1/6/2026)
RR
Vermont
(1/6/2026)
RR
Virginia
(1/6/2026)
RR
Washington
(1/6/2026)
RR
West Virginia
(1/6/2026)
RR
Wisconsin
(1/6/2026)
RR
Wyoming
(1/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/6/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/13/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/4/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/11/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLES & RICHARDS, INC.

CRD#: 146870Phoenix, AZ 85054

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