NG
Neal B. Guidry
BLACKROCK INVESTMENT MANAGEMENT
Atlanta, GA 30306
Some features on this profile are disabled
CRD#: 3013268
NG
Professional summary
Neal Blaine Guidry, who also goes by Neal Blaine Guidry, Neal Guidry Guidry, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Atlanta, Georgia and BLACKROCK INVESTMENTS, LLC located in Atlanta, Georgia.
Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Neal has worked at 13 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neal Blaine Guidry | Neal Guidry Guidry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) -- TOTAL Erosion Control & Landscaping, LLC; Holding company for LaMay Group, LLC; Start Date: 08-14-2015 (2) -- LaMay Group, LLC; Construction: Erosion Control, Hydro Seeding, Fencing, dirt work, grubbing, pump rentals, lawn maintenance; Start Date: 08-14-2015 (3) -- Monceaux, LLC; Ownership is 60% ELCO of Acadiana, llc (owned by my spouse and me, 50/50). 40% my family; 60 Acre rice and crawfish farm; 5 lots on Toledo bend lake; Start Date: 06-10-2025 (4) -- Cathedral-Carmel Foundation; Board Member / Director; Board for Cathedral-Carmel School Foundation; 1 hrs/month; Start Date:06-10-2025
CRS (Client Relationship Summary) - RIA
Click below to view Neal Blaine Guidry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2025 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306RIA
CRD#: 108928
Atlanta, GA
Current
June 23, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306BD
CRD#: 38642
Atlanta, GA
Past
June 17, 2021 - June 10, 2025
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
May 3, 2021 - June 10, 2025
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
October 31, 2019 - April 21, 2021
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
October 31, 2019 - August 31, 2021
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
June 7, 2012 - October 10, 2019
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
December 15, 2011 - May 22, 2012
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 4, 2006 - May 23, 2012
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
December 21, 2005 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
December 19, 2005 - May 23, 2012
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
December 19, 2002 - December 20, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
December 19, 2002 - December 20, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 10, 1998 - December 20, 2002
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2025)
RR
Alaska(6/23/2025)
RR
Arizona(6/23/2025)
RR
Arkansas(6/23/2025)
RR
California(6/23/2025)
RR
Colorado(6/23/2025)
RR
Connecticut(6/23/2025)
RR
Delaware(6/23/2025)
RR
District of Columbia(6/23/2025)
RR
Florida(6/23/2025)
RR
Georgia(6/23/2025)
RR
Hawaii(6/23/2025)
RR
Idaho(6/23/2025)
RR
Illinois(6/23/2025)
RR
Indiana(6/23/2025)
RR
Iowa(6/23/2025)
RR
Kansas(6/23/2025)
RR
Kentucky(6/23/2025)
RR
Louisiana(6/23/2025)
IAR
Louisiana(6/30/2025)
RR
Maine(6/23/2025)
RR
Maryland(6/23/2025)
RR
Massachusetts(6/23/2025)
RR
Michigan(6/23/2025)
RR
Minnesota(6/23/2025)
RR
Mississippi(6/23/2025)
RR
Missouri(6/23/2025)
RR
Montana(6/23/2025)
RR
Nebraska(6/23/2025)
RR
Nevada(6/23/2025)
RR
New Hampshire(6/23/2025)
RR
New Jersey(6/23/2025)
IAR
New Jersey(6/23/2025)
RR
New Mexico(6/23/2025)
RR
New York(6/23/2025)
RR
North Carolina(6/23/2025)
RR
North Dakota(6/23/2025)
RR
Ohio(6/24/2025)
RR
Oklahoma(6/23/2025)
RR
Oregon(6/23/2025)
RR
Pennsylvania(6/23/2025)
RR
Puerto Rico(6/23/2025)
RR
Rhode Island(6/23/2025)
RR
South Carolina(6/23/2025)
RR
South Dakota(6/23/2025)
RR
Tennessee(6/23/2025)
RR
Texas(6/23/2025)
RR
Utah(6/23/2025)
RR
Vermont(6/23/2025)
RR
Virgin Islands(6/23/2025)
RR
Virginia(6/23/2025)
RR
Washington(6/23/2025)
RR
West Virginia(6/23/2025)
RR
Wisconsin(6/23/2025)
RR
Wyoming(6/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
