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Boris Michael Castillo

Boris M. Castillo

NWF ADVISORY SERVICES
Long Beach, CA 90807
Some features on this profile are disabled
CRD#: 3013130
Boris Michael Castillo

Professional summary

Boris Michael Castillo, CFA, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Long Beach, California and OSAIC WEALTH, INC. located in Long Beach, California.

Boris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Boris has worked at 15 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BORIS CASTILLO POSITION: Agent NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 08/15/2022 ADDRESS: 4401 Atlantic Ave, Ste 200, Long Beach CA 90807 DESCRIPTION: Presenting life insurance and annuity options, as well as long-term care solutions. Evaluating existing policies in the context of financial planning and suitability. All activities fall under California insurance license 0C97046 2) NWF ADVISORY SERVICES, INC. POSITION: N/A NATURE: OSJ INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/30/2025 ADDRESS: 11835 W Olympic Blvd, Ste 1155e, Los Angeles, CA 90064 DESCRIPTION: This is the replacement OSJ from the Ameriflex Group, with whom I will no longer be affiliated. 3) AMENITY WEALTH POSITION: Owner/Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/15/2022 ADDRESS: 4401 Atlantic Ave, Ste 200, Long Beach, CA 90807 DESCRIPTION: Marketing DBA for advisory and insurance services, flow-through entity for business expenses, and payroll.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Boris Michael Castillo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

May 22, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 4401 Atlantic Ave. Suite 200, Long Beach, CA 90807
RIA
CRD#: 110410
Long Beach, CA
Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 4401 Atlantic Ave Suite 200, Long Beach, CA 90807
RIA
BD
CRD#: 23131
Long Beach, CA
Past

August 17, 2022 - July 2, 2025

THE AMERIFLEX GROUP

RIA
CRD#: 305585
Long Beach, CA
Past

August 15, 2022 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
LONG BEACH, CA
Past

July 3, 2019 - August 19, 2022

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
Huntington Beach, CA
Past

July 3, 2019 - August 19, 2022

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
Huntington Beach, CA
Past

August 25, 2015 - July 11, 2019

KINECTA FINANCIAL & INSURANCE SERVICES

BD
CRD#: 136597
WOODLAND HILLS, CA
Past

December 1, 2014 - July 11, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAKEWOOD, CA
Past

December 1, 2014 - July 11, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
LAKEWOOD, CA
Past

December 6, 2013 - July 16, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
EL SEGUNDO, CA
Past

December 6, 2013 - July 16, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
EL SEGUNDO, CA
Past

July 5, 2012 - September 7, 2012

NEW ENGLAND SECURITIES

RIA
CRD#: 615
WEST PALM BEACH, FL
Past

October 21, 2011 - September 7, 2012

NEW ENGLAND SECURITIES

BD
CRD#: 615
WEST PALM BEACH, FL
Past

April 8, 2009 - September 2, 2009

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
LOS ANGELES, CA
Past

April 8, 2009 - September 2, 2009

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
LOS ANGELES, CA
Past

May 5, 2005 - March 31, 2009

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
LOS ANGELES, CA
Past

April 28, 2005 - March 31, 2009

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
LOS ANGELES, CA
Past

May 20, 2002 - August 13, 2004

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
VAN NUYS, CA
Past

May 20, 2002 - August 13, 2004

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

March 21, 2002 - May 17, 2002

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

March 16, 2001 - March 19, 2002

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

February 22, 2000 - March 9, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 8, 1999 - March 14, 2000

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

May 6, 1998 - May 11, 1999

M.S. FARRELL & COMPANY, INC.

BD
CRD#: 24232
SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/1/2023)
RR
California
(9/1/2023)
IAR
California
(5/22/2025)
RR
Florida
(9/1/2023)
RR
Massachusetts
(11/25/2024)
RR
Mississippi
(9/1/2023)
RR
Nevada
(9/1/2023)
RR
New York
(9/1/2023)
RR
Pennsylvania
(9/1/2023)
RR
Puerto Rico
(9/1/2023)
RR
Washington
(9/1/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/10/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/3/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)
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Contact information

Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,979
AUM (Assets Under Management)$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NWF ADVISORY SERVICES INC

CRD#: 110410Long Beach, CA 90807

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