Timothy A. Simmons
Professional summary
Timothy Allen Simmons Jr, who also goes by Timothy A Jr Simmons, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Allen Simmons Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 10, 2004 - December 31, 2014
THE O.N. EQUITY SALES COMPANY
February 26, 2003 - June 29, 2004
PARK AVENUE SECURITIES LLC
September 14, 2001 - February 11, 2003
NYLIFE SECURITIES LLC
April 21, 1998 - September 4, 2001
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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